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Securities regulation in the United States
Results: 4123

#	Item
751	No[removed]United States Court of Appeals for the Tenth Circuit ROBERT L. THOMAS and AMANDA THOMAS, individually and on behalf of all others similarly situated, Plaintiffs-Appellants, Add to Reading List Source URL: www.appellate.net Language: English - Date: 2010-01-19 15:22:49 Finance Investment Advisers Act Financial adviser Registered representative U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act American Council of Life Insurers Financial Industry Regulatory Authority Financial economics United States securities law Investment
752	PDF Document Add to Reading List Source URL: lawprofessors.typepad.com Language: English - Date: 2010-09-19 09:58:07 Business Business ethics 73rd United States Congress United States Securities and Exchange Commission United States corporate law Foreign Corrupt Practices Act U.S. Securities and Exchange Commission Whistleblower Securities regulation in the United States Law United States securities law Financial regulation
753	No[removed]In the Supreme Court of the United States CREDIT SUISSE SECURITIES (USA) LLC, ET AL., Petitioners, v. Add to Reading List Source URL: www.appellate.net Language: English - Date: 2012-06-20 12:06:34 Securities Exchange Act United States Securities and Exchange Commission Stock market Sherman Antitrust Act United States antitrust law Initial public offering Investment Securities regulation in the United States Finance United States securities law Financial economics 73rd United States Congress
754	OMB APPROVAL OMB Number: [removed]Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:57:13 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Self-regulatory organization Financial system Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
755	A FATAL FLAW: THE NINTH CIRCUIT FURTHER RESTRICTS LIABILITY IN Add to Reading List Source URL: bclawreview.org Language: English - Date: 2012-02-16 13:05:47 SEC Rule 10b-5 Securities Act Stoneridge Investment Partners v. Scientific-Atlanta Scienter Securities Exchange Act Securities regulation in the United States SEC filing U.S. Securities and Exchange Commission Securities fraud Law United States securities law Central Bank of Denver v. First Interstate Bank of Denver
756	UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF TENNESSEE NASHVILLE DIVISION CAROLYN LYNN, INDIVIDUALLY AND ) Civil Action No. ON BEHALF OF ALL OTHERS ) Add to Reading List Source URL: clients.oakbridgeins.com Language: English - Date: 2012-11-03 08:55:22 Finance Business Government Bank regulation in the United States United States corporate law Federal Deposit Insurance Corporation Sarbanes–Oxley Act Form 10-K U.S. Securities and Exchange Commission SEC filings United States securities law New Deal agencies
757	No[removed]In the Supreme Court of the United States CREDIT SUISSE FIRST BOSTON LTD., ET AL., Petitioners, v. Add to Reading List Source URL: www.appellate.net Language: English - Date: 2006-04-25 01:30:58 Financial regulation 73rd United States Congress Financial economics Financial Industry Regulatory Authority United States antitrust law Securities regulation in the United States Sherman Antitrust Act Treble damages Merrill Lynch Pierce Fenner & Smith Inc. v. Dabit United States securities law Law United States Securities and Exchange Commission
758	PDF Document Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-02-24 15:07:51 Financial regulation Code of Federal Regulations Office of Thrift Supervision Securities Act Federal Register Government Politics of the United States Bank regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
759	PUBLIC LAW[removed]—SEPT. 30, [removed]STAT. 865 Public Law[removed]95th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 14:01:55 Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Futures contract Law National Information Infrastructure Protection Act Broadcast Decency Enforcement Act Financial regulation Commodity Futures Trading Commission Government
760	[removed]Stat[removed]u s e[removed]PUBLIC LAW[removed]OCT. 11, 1967 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:16:47 Investment Company Act U.S. Securities and Exchange Commission Securities regulation in the United States United States federal banking legislation Community Reinvestment Act USA PATRIOT Act Title III United States securities law 76th United States Congress Financial regulation

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